Read Anywhere and on Any Device!

Subscribe to Read | $0.00

Join today and start reading your favorite books for Free!

Create Free Account

Hazen's Securities Regulation in a Nutshell, 10th (Nutshell Series)

Thomas Lee Hazen

3.7/5 ( ratings)

This title provides a comprehensive study guide on securities regulation, including citations to primary authority. This title provides an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments such as the Securities and Exchange Commission?s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.

Language: English

Pages: 416

Format: Kindle Edition

Publisher: West

Release: January 26, 2011

Hazen's Securities Regulation in a Nutshell, 10th (Nutshell Series)

Thomas Lee Hazen

3.7/5 ( ratings)

This title provides a comprehensive study guide on securities regulation, including citations to primary authority. This title provides an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments such as the Securities and Exchange Commission?s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.

Language: English

Pages: 416

Format: Kindle Edition

Publisher: West

Release: January 26, 2011

More books from Thomas Lee Hazen

Business Organizations Law

3.5/5 ( ratings)

Corporations (Aspen Treatise Series)

3.7/5 ( ratings)

Hazen's Securities Regulation: Cases and Materials, 8th

4.2/5 ( ratings)

Corporations and Other Business Enterprises: Cases and Materials

4.3/5 ( ratings)

Securities Regulation: Selected Statutes, Rules and Forms

Corporations, Other Limited Liability Entities and Partnerships: Statutory and Documentary Supplement, 2012-2013

Principles of Securities Regulation, Revised (Concise Hornbook Series)

Hazen's Principles of Securities Regulation, 2D (Concise Hornbook Series)

Business Organizations Law (Hornbooks)

Broker-Dealer Regulation in a Nutshell (Nutshells)

Securities Regulation in a Nutshell (Nutshells)

Hazen's Securities Regulation, Selected Statutes, Rules and Forms, 2013

Corporate Finance: Debt, Equity, and Derivative Markets and Their Intermediaries

Securities Regulation, 1998: Selected Statutes, Rules and Forms

Mergers, Acquisitions and Other Business Combinations (Cases and Materials) (American Casebook Series)

Corporations And Other Limited Liability Entities And Partnerships, Selected Statutes 2006-2007

Securities Regulation: Selected Statutes, Rules & Forms, 2006 Edition

Corporations and Other Business Enterprises (American Casebook Series)

Securities Regulation 2002: Cases and Materials : Containing New Material, Problems and Sample Documents : Supplement (American Casebook Series)

Corporations, Other Limited Liability Entities, Statutory and Documentary Supplement, 2019-2020 (Selected Statutes)

Rate this book!

Write a review?