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Reporting Duties of Corporate Attorneys: SEC Rules and Explanation

Reporting Duties of Corporate Attorneys: SEC Rules and Explanation

Ted Trautmann
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The controversial new attorney reporting rules recently adopted by the Securities and Exchange Commission, as mandated by Sarbanes-Oxley Act Section 307, are explained in this concise new reference. Reporting Duties of Corporate Attorneys: SEC Rules and Explanation walks you through each reporting requirement, including investigating, evaluating, documenting and reporting evidence of a material violation. The book also explains the qualified legal compliance committee , an optional new form of board committee that companies may establish to receive and address reports of wrong-doing. The clear, comprehensive guidance helps securities attorneys, corporate counsel and even corporate officers comply with the new "up-the-ladder" reporting duties and avoid SEC disciplinary action.
Language
English
Pages
68
Format
Paperback
Release
April 01, 2005
ISBN 13
9780808009597

Reporting Duties of Corporate Attorneys: SEC Rules and Explanation

Ted Trautmann
0/5 ( ratings)
Read Download
The controversial new attorney reporting rules recently adopted by the Securities and Exchange Commission, as mandated by Sarbanes-Oxley Act Section 307, are explained in this concise new reference. Reporting Duties of Corporate Attorneys: SEC Rules and Explanation walks you through each reporting requirement, including investigating, evaluating, documenting and reporting evidence of a material violation. The book also explains the qualified legal compliance committee , an optional new form of board committee that companies may establish to receive and address reports of wrong-doing. The clear, comprehensive guidance helps securities attorneys, corporate counsel and even corporate officers comply with the new "up-the-ladder" reporting duties and avoid SEC disciplinary action.
Language
English
Pages
68
Format
Paperback
Release
April 01, 2005
ISBN 13
9780808009597

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