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Securities Regulation: Selected Statutes, Rules, and Forms

Securities Regulation: Selected Statutes, Rules, and Forms

Robert W. Hillman
5/5 ( ratings)
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Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2008 Edition features: Securities Exchange Act Rules: Rules and Forms Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, Internet shareholder forums Section 15A, the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146, adding new subsection referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206-8, hedge fund antifraud rule The Investment Advisers Act Regulation S-K: Item 308T. Internal Control over Financial Reporting and Item 407. Corporate Governance Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control over Financial Reporting Securities Act of 1933: Rules and Forms Rules of Practice and Investigations Staff Accounting Bulletins Sarbanes-Oxley Act of 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
Language
English
Pages
951
Format
Paperback
Publisher
Wolters Kluwer Law & Business
Release
August 07, 2008
ISBN
0735572062
ISBN 13
9780735572065

Securities Regulation: Selected Statutes, Rules, and Forms

Robert W. Hillman
5/5 ( ratings)
Read Download
Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2008 Edition features: Securities Exchange Act Rules: Rules and Forms Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, Internet shareholder forums Section 15A, the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146, adding new subsection referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206-8, hedge fund antifraud rule The Investment Advisers Act Regulation S-K: Item 308T. Internal Control over Financial Reporting and Item 407. Corporate Governance Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control over Financial Reporting Securities Act of 1933: Rules and Forms Rules of Practice and Investigations Staff Accounting Bulletins Sarbanes-Oxley Act of 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
Language
English
Pages
951
Format
Paperback
Publisher
Wolters Kluwer Law & Business
Release
August 07, 2008
ISBN
0735572062
ISBN 13
9780735572065

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Securities Regulation: Cases and Materials

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